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Exam Code: SIE
Exam Name: Securities Industry Essentials Exam (SIE)Certification
Version: V16.75
Q & A: 400 Questions and Answers
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NEW QUESTION: 1
A. Option D
B. Option B
C. Option A
D. Option C
Answer: B
NEW QUESTION: 2
Which functionality is added in the licensed Advanced Services add-on?
A. Call Admission Control (CAC)
B. SIP trunking
C. Mobile Workspace (remote worker)
D. Network Address Translation (NAT)
Answer: C
NEW QUESTION: 3
Eine integrierte Testeinrichtung wird als nützliches Audit-Tool angesehen, weil sie:
A. vergleicht die Verarbeitungsleistung mit unabhängig berechneten Daten.
B. Dies ist ein kosteneffizienter Ansatz für die Prüfung von Anwendungskontrollen.
C. Stellt dem IS-Prüfer ein Tool zur Analyse einer Vielzahl von Informationen zur Verfügung
D. Ermöglicht den Finanz- und IS-Prüfern, ihre Prüfungstests zu integrieren.
Answer: A
Explanation:
Erläuterung:
Eine integrierte Testeinrichtung wird als nützliches Audit-Tool angesehen, da sie dieselben Programme verwendet, um die Verarbeitung mit unabhängig berechneten Daten zu vergleichen. Dies beinhaltet das Einrichten von Dummy-Entitäten in einem Anwendungssystem und das Verarbeiten von Test- oder Produktionsdaten gegen die Entität, um die Verarbeitungsgenauigkeit zu überprüfen.
NEW QUESTION: 4
You have detected a possible intruder listed in SmartView Tracker's active pane. What is the fastest method to block this intruder from accessing your network indefinitely?
A. In SmartView Tracker, select Tools > Block Intruder.
B. In SmartView Monitor, select Tools > Suspicious Activity Rules.
C. Modify the Rule Base to drop these connections from the network.
D. In SmartDashboard, select IPS > Network Security > Denial of Service.
Answer: A
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