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NEW QUESTION: 1
Sanctions that AIMR may impose on its members include:
I. Revocation of the member's registration as an investment advisor.
II. Private censure.
III. A monetary fine.
IV. Suspension of membership.
A. II and IV only.
B. II, III and IV only.
C. I and III only.
D. I, II, III and IV.
Answer: A
Explanation:
Explanation/Reference:
Explanation:
The question deals with the disciplinary sanctions available to AIMR's PCP. The PCP can suspend membership or impose a private censure on members for violating the Code and Standards. However, AIMR has no authority to revoke a member's registration as an investment advisor, or to impose a monetary fine.

NEW QUESTION: 2
You are deploying an API via Oracle Cloud Infrastructure (OCI) API Gateway and you want to implement request policies to control access Which is NOT available in OCI API Gateway?
A. Controlling access to OCI resources
B. Limiting the number of requests sent to backend services
C. Enabling CORS (Cross-Origin Resource Sharing) support
D. Providing authentication and authorization
Answer: A
Explanation:
Explanation
Adding Request Policies and Response Policies to API Deployment Specifications:
You can control the behavior of an API deployment you create on an API gateway by adding request and response policies to the API deployment specification:
a request policy describes actions to be performed on an incoming request from a caller before it is sent to a back end a response policy describes actions to be performed on a response returned from a back end before it is sent to a caller You can use request policies to:
limit the number of requests sent to back-end services
enable CORS (Cross-Origin Resource Sharing) support
provide authentication and authorization
You can add request and response policies that apply globally to all routes in an API deployment specification, and also (in some cases) request and response policies that apply only to particular routes.
Note the following:
No response policies are currently available.
API Gateway request policies and response policies are different to IAM policies, which control access to Oracle Cloud Infrastructure resources.
You can add request and response policies to an API deployment specification by:
using the Console
editing a JSON file
References:
https://docs.cloud.oracle.com/en-us/iaas/Content/APIGateway/Tasks/apigatewayaddingrequestpolicies.htm

NEW QUESTION: 3
감사위원회는 소규모 내부 감사 활동 (IAA)으로 인해 표준을 완전히 준수하는 것이 비현실적이라고 우려합니다. 이 문제를 해결하기 위해 다음 중 CAE가 수행하는 데 가장 적합한 조치는 무엇입니까?
A. CAE는 표준 준수가 필수적이며 IAA의 규모에 의존하지 않음을 설명해야 한다.
B. CAE는 감사위원회에 동의하고 IAA 규모에 적합한 표준 만 구현해야 합니다.
C. CAE는 표준의 최소 요구 사항을 충족하기 위해 감사 자원을 늘리기 위해 충분한 자금을 확보해야 합니다.
D. CAE는 감사위원회가 표준을 검토하여 가장 큰 우려를 일으키는 사항을 구체적으로 식별하도록 요청해야 합니다.
Answer: A